Disclosure Document
Essential information for informed decisions
Website Name - TRADEXIC
SEBI Registered Investment Advisers
Registration No. INA000019354
The particulars given in this Disclosure Document have been prepared in accordance with SEBI (Investment Advisers) Regulations, 2013. The purpose of the Document is to provide essential information about the Investment Advisory Services in a manner to assist and enable the perspective client/client in making an informed decision for engaging Investment Advisor before investing.
A. Description about "Investment Advisor"
History, Present Business and Background
Investment Advisor is registered with SEBI as Investment Advisor with Registration No. INA000019354. The firm is engaged in advisory services. The focus of Investment Advisor is to provide investment advice to the clients. Advisor aligns its interests with those of the client and seeks to provide the best suited advice based on client’s risk profile. Investment Advisor first tries to understand the client's return expectations, risk taking ability & goals, which in turn helps to arrive at an asset allocation suitable for the client. Investment Advisor conducts frequent portfolio reviews and suggests any corrective action/s if required.
Terms and Conditions of Advisory Services
Terms and conditions of advisory services are detailed in the client agreement. Please refer to the same for details.
Disciplinary History
No penalties / directions have been issued by SEBI under the SEBI Act or Regulations made there under against the Investment Adviser relating to Investment Advisory services.
There are no pending material litigations or legal proceedings, findings of inspections or investigations for which action has been taken or initiated by any regulatory authority against the Investment Adviser or its Directors, or employees.
Affiliations with Other Intermediaries
Investment Advisor has no affiliation with any other SEBI registered intermediaries.
B. Disclosures with Respect to Investment Advisor's Own Holding Position
Investment Advisor may hold position in the financial products/securities advised in its personal portfolio. Details of the same may be referred through the disclosures made at the time of advice.
C. Disclosure of Conflicts of Interest
There are no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of investment advisory services. Such conflict of interest shall be disclosed to the client as and when they arise.
D. Material Facts Related to Products or Securities
Clients are requested to go through the detailed key features, performance track record of the product, or security including warnings, disclaimers etc. before investing as and when provided by the Investment Advisor. Such product materials may also be available at www.sebi.gov.in or www.nseindia.com or the respective issuer's website.
E. Warnings and Disclaimers
Investment Advisor draws the client’s attention to the warnings, disclaimers in documents, advertising materials relating to an investment product/s which are being recommended to the client/s. A brief regarding the risk associated with the investment products is available in the client agreement. Same may be referred before investing in advised product or securities.
“Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”
“Registration granted by SEBI, membership of BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”
Contact Information
Investment Adviser
CHAVOD DASHARATHBHAI NARSANGABHAI
Registration Details
No. INA000019354 (Individual)
Validity: Perpetual
BSE Details
Trade Name: BSE
Membership ID: 15748
Office Address
Vihav Supremus, Near Amin Party Plot, VADODARA, GUJARAT, 391101
Contact Details
Phone: +91 97253 91258
Email: compliance@tradexic.in
Local SEBI Office
Plot No. C 4-A, G Block, Near Bank of India, Bandra Kurla Complex, Bandra East, Mumbai, Maharashtra 400051